1. KYC is a one-time exercise for dealing in securities markets. Once KYC is completed through a SEBI registered intermediary (Broker, DP, Mutual Fund, etc.), the same process is not required again while approaching another intermediary.

2. Investors are not required to issue cheques while subscribing to IPOs. Simply mention the bank account number and sign the application form to authorize the bank for payment in case of allotment. The amount remains safe in the investor’s account until allotment.

3. CNB Finwiz Pvt. Ltd. advises investors to update their mobile numbers and email IDs with stock brokers and depository participants to receive transaction alerts directly from Exchange/NSDL/CDSL for enhanced account security and prevention of unauthorized transactions.

4. Investors can lodge grievances through the SEBI SCORES platform at https://scores.sebi.gov.in .

5. Investors are advised to remain cautious of fraudsters offering fake investment tips, guaranteed returns, or misleading schemes through calls, messages, or unauthorized firms.

6. Clients and investors should avoid dealing in unauthorized collective investment schemes, portfolio management schemes, or any arrangement promising indicative, fixed, or guaranteed returns.

7. Investors can access e-voting services through the CDSL portal at https://evoting.cdslindia.com/Evoting/EvotingLogin .

8. ASBA has been made a mandatory payment mechanism for all investors, including retail investors, for all public issues opening on or after January 1, 2016.