Client Opening Form

Client Opening Form

KYC Form Client Copy

KYC

1. *KYC is a One time Exercise for Dealing in Securities Markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary

2. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

3. CNB Finwiz Pvt Limited.All rights reserved......... "Prevent Unauthorised transactions in your accountPls Update your Mobile numbers/email IDs with your Stock Brokers for Get information on transactions Also directly from Exchange end of the day ....."Issued in the interest of investors" "Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day..........issued in the interest of investors.

4. Investor can also lodge investor grievances on www.scores.gov.in. Refer SEBI Circular No.SEBI/HO/OIAE/IGRD/CIR/P/2018/58Dated 26th March 2018.

5 World Investor Week November 23-29, 2020 being celebrated under the aegis of IOSCO and SEBI.

6. विश्व वििेशक सप्ताह( 23-29 ििम्बर, 2020) - आयस्को तथा सेबी की छत्रछाया मेंम

7. Investor Complaint Data of June, 2022 Month.

ADVISORY FOR
INVESTOR
1. Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. 2. Do not keep funds idle with the Stock Broker. Your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. 3. Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account not later than once in 90 days or 30 days if opted. 4. Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/collateral MUST remain in the account of the client and can be pledged only by way of margin pledge. 5. Please do not transfer funds for trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker. 6. Clients/investors should abstain from dealing in schemes of unauthorised collective investments/portfolio management, indicative/guaranteed/fixed returns/payments etc. 7. Always keep your contact details viz. mobile number/email ID updated with the stock broker. 8. Don’t ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with contract notes/statement of accounts received from your broker. 9. Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member.